Nancy Morris

Results: 197



#Item
81Marketing / Occupations / National Association of Realtors / Registered Investment Advisor / Financial adviser / Broker / Business broker / Multiple listing service / Real estate / Business / Real estate broker

Nancy M. Morris Secretary Securities and Exchange Commission 100 F Street, NE Washington, D.C[removed]Reference:

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Language: English - Date: 2007-12-21 09:13:43
82Washington Legal Foundation / Central Hudson Gas & Electric Corp. v. Public Service Commission / Freedom of speech in the United States / Human rights / Commercial speech / Regulation D / Case law / First Amendment to the United States Constitution / Law / Separation of church and state

Bulldog Investors, 60 Heritage Drive, Pleasantville, NY[removed]5262 I1 [removed] September 5,2007 Nancy M. Morris Secretary

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Language: English - Date: 2007-09-12 16:08:41
83Investment / Finance / United States Securities and Exchange Commission / Self-regulatory organizations / Regulation NMS / United States securities law / Market data / Electronic communication network / Securities Exchange Act / Stock market / Financial economics / Financial markets

May 18, 2007 Ms. Nancy M. Morris Secretary U.S. Securities and Exchange Commission 100 F. Street N.E

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Language: English - Date: 2007-05-21 12:13:40
84Financial markets / Financial services / Short selling / Broker-dealer / Securities Industry and Financial Markets Association / Financial adviser / Investment Advisers Act / U.S. Securities and Exchange Commission / Short / Financial economics / Finance / Investment

November 2, 2007 VIA ELECTRONIC MAIL Ms. Nancy M. Morris Secretary U.S. Securities and Exchange Commission

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Language: English - Date: 2007-11-05 09:34:53
85Government / U.S. Securities and Exchange Commission / Bank / Federal Reserve System / Law / Bank regulation in the United States / New York State Banking Department / Dodd–Frank Wall Street Reform and Consumer Protection Act / New Deal agencies / Financial regulation / Credit union

B$l"iceof the President Credit Union March 8,2007 Ms. Nancy M. Morris

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Language: English - Date: 2007-03-12 15:16:34
86Financial system / Net capital rule / Short / Securities Industry and Financial Markets Association / Broker-dealer / U.S. Securities and Exchange Commission / Securities Investor Protection Corporation / Margin / Repurchase agreement / Financial economics / Finance / Financial markets

c June 25,2007 VIA EMAIL Nancy M. Morris Secretary

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Language: English - Date: 2007-06-26 11:06:02
87XBRL / Generally Accepted Accounting Principles / International Financial Reporting Standards / Financial statement / XBRL International / Finance / Business / Accounting software

experience 2 September, 2008 Secrdury Nancy Morris Securifies and Exchange Comrnissiort 100 F Streeb, i W

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Language: English - Date: 2008-09-05 14:21:22
88Financial markets / Auditing / Securities / SEC filings / Center for Audit Quality / United States securities law / Public Company Accounting Oversight Board / U.S. Securities and Exchange Commission / Christopher Cox / Finance / Financial economics / Business

August 27, 2007 Ms. Nancy M. Morris Secretary U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC[removed]

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Language: English - Date: 2007-08-28 10:41:38
8973rd United States Congress / Financial economics / Finance / Financial regulation / New Deal / Securities Act / Securities Exchange Act / U.S. Securities and Exchange Commission / Form S-3 / SEC filings / United States Securities and Exchange Commission / United States securities law

August 27, 2007 Ms. Nancy M. Morris Secretary U.S. Securities and Exchange Commission 100 F Street, N.E.

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Language: English - Date: 2007-08-28 09:53:18
9073rd United States Congress / Finance / Financial system / Short selling / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities Act / Short / NASDAQ / United States securities law / United States Securities and Exchange Commission / Financial economics

January 17,2007 Ms. Nancy M. Morris Secretary U.S. Securities and Exchange Commission 100 F. St. N.E.

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Language: English - Date: 2007-01-19 15:14:13
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